Compliance Analyst Resume
Each organization plans its long-term and short-term goals and defines certain procedures, standards and time limits. For accurate execution of activities directed towards achieving goals, it is necessary to adhere to the set rules and regulations. A compliance analyst is responsible for this task. He or she ensures that any and all activities undertaken by the company are according to the set plans, contractual terms, organizational policies and the law governing it. The compliance could relate to various aspects like technical, regulatory, financial healthcare, etc. In case of discrepancies, the analysts have to identify deviations and undertake measures to reduce them.
If the job description interests you and you wish to make your career as a compliance analyst, here is some assistance in the form of a job application sample for this position.
For cover letter help, see our Compliance Analyst Cover Letter
Compliance Analyst Resume Example
David J. Brown
3480 Straford Park
Lexington, KY 40507
Phone: 606-562-3963
Email: djbrown@anymail.com
Career Objective:
To obtain a compliance analyst position at “Proximus,” and ensure the organization is following set regulatory standards in their operations and fix any deviations.
Summary of Skills:
- Thorough knowledge of the rules and regulations laid by the local /state and federal business regulatory law
- Familiarity with Generally Accepted Accounting Principles, Federal Acquisition rules, and Industry Trade Practices
- Ability to conduct internet-based research for fixing several issues
- Ability to read, understand, interpret and comprehend business data
- Absolute attention to detail and acutely organized
Work Experience:
Compliance Analyst
Guardian Gadgets, Lexington, KY
November 2013 - Present
- Monitoring and taking appropriate actions on compliance-related issues
- Investigating, controlling, and putting to rest suspicious activities
- Reading, interpreting, and finding ways and methods for implementing company's policies and plans
- Analyzing drop in performance department-wise and interviewing employees and managers for improving performance
- Attending employees and management meetings and discussing on development policies
- Collecting, and analyzing quality testing documentation and addressing non-compliance
Compliance Analyst
Rising Sun Technologies, Lexington, KY
February 2012 - October 2013
- Conducted regular evaluation of general practices of the company
- Developed formulas and standards for achieving compliance
- Review contracts terms and conditions and suggested certain points to fit it as per legal compliance
- Worked with internal and external auditors and streamlined accounting and financial operations
- Conducted audit on product testing and logistics activities and recommended remedial plans
- Prepared new and effective review methods and analytical techniques
Education:
- Bachelor's Degree in Finance
Lexington University, Lexington, KY
2011
Reference:
On request.
