Broker Assistant Resume

A broker assistant works for a license broker and helps in the transaction of properties and other investment materials. To do this job, he should have a strong knowledge of investment products and procedures so that they can easily and clearly communicate with clients. It is also beneficial for him if he possesses a license from the Financial Industry Regulatory Authority (FIRA) which can enable offering recommendations to their clients as per the instructions provided by a broker.

Thus, a brokerage assistant must have good communication and organizational skills as well as attention to detail. As most of the work is done by computer, computer skills are very important. In addition, he should have basic knowledge of accounting and can work with numbers.

Sample Resume

Lyle T. Steele
2193 Liberty Avenue
Santa Ana, CA 92704
Phone: 714-428-6946

Job Objective:
To work as a broker assistant in a large company where I can handle administrative duties and maintain records of transactions for the company.

Career Profile:
Strong knowledge and high capability to work as a brokerage assistant with huge experience in performing several duties such as writing orders for stock purchases and sales, purchase and sale of securities, verifying stock transactions, computing transfer taxes, accepting and delivering securities, distributing dividends, computing equity, informing customers of stock price fluctuations, and keeping records of daily transactions and holdings.

Summary of Skills:

Professional Experience:

Broker Assistant
CSG Investments Inc., Santa Ana, CA
2012 - present

Broker Assistant
ABC Ventures Ltd., Santa Ana, CA
2009 - 2012

Bachelor's Degree in Finance
St. Xavier College, Santa Ana, CA

Series 7 Brokerage License by the National Association of Securities Dealers (NASD)

On request.

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