Registered Investment Advisor Resume
A registered investment advisor is an authorized consultant who guides his or her clients on performing investment transactions. The person is registered with the state regulatory bodies or the securities commission. The investment expert study the financial position of the clients, determine the risk they can take, and set a financial goal for the clients. The professionals assist clients to invest money in shares, bonds, stocks or properties and ensure high returns from these investments. The registered investment advisor needs strong knowledge in fields of wealth management, forecasting, budgeting and financial planning.
Registered Investment Advisor Resume Example
Frances E. Ortiz
2321 Heron Way
Sheridan, OR 97378
Phone: 503-843-6575
Email: feortiz@freemail.com
Career Objective:
Seeking a registered investment advisor position with a reputed financial consulting agency where my knowledge of investment market will help clients derive decent returns from investing in suggesting products.
Summary of Skills:
- Thorough knowledge of the field of finance and investments
- Strong ability to make predictions and forecast the ups and downs of the financial market
- Superior decision making and risk management abilities
- Ability to calculate and compute several investment values
- Familiarity with the latest mutual funds, hedge funds, stocks, and bonds
Work Experience:
Registered Investment Advisor
Peterson Financial Consultant, Sheridan, OR
July 2013 - Present
- Performing all functions related to financial planning and portfolio management
- Making investments in mutual funds, shares, bonds, and properties on behalf of clients
- Advising clients on making sound investment decisions for earning high returns
- Informing clients about the expectant capital gains or risks factors
- Preparing and submitting performance reports, based on performance of investments
- Counseling clients on making investments with international investment bodies
Registered Investment Advisor
Stellar Financial Advisory Agency, Sheridan, OR
March 2011 - June 2013
- Advised clients on purchasing and selling investments wisely to gain high returns
- Conducted meetings to simplify complex terminologies and resolve client queries
- Suggested clients on budget management and helped them allot finances prudently
- Assisted clients to overcome losses, bad debts and risky investment transactions
- Recommend on expanding income sources and improving returns through research and planning
- Kept track of the changes in government's taxation and investment policies
Education:
-
Bachelor's Degree in Finance
ABC University, Sheridan, OR
2010
Reference:
On request.
